The evidence collected in the audit should be sorted and reviewed in relation to your organisation’s risk treatment plan and control objectives. Review ISMS documents, printouts and any other relevant data.Complete audit reports to document the results of each test.Perform audit tests to validate evidence as it is gathered.Observe how the ISMS works in practice by speaking with front-line staff members.

It is at this stage when the practical assessment of your organisation takes place. This is what you might think of as the ‘audit proper’. Meeting with management at this early stage allows both parties the opportunity to raise any concerns they may have. This will often involve establishing set checkpoints at which you will provide interim updates to the board. This is where the audit activity really begins to take shape.īefore creating a detailed audit plan, you should liaise with management to agree on timing and resourcing for the audit. This will allow you to easily request any documentation that might be required during the audit. You should also identify the main stakeholders in the ISMS. Therefore, doing so will set clear limits for what needs to be audited. This is because the audit’s scope should match that of your organisation. You should begin by reviewing the documentation you created when implementing your ISMS. To help you meet the ISO 27001 internal audit requirements, we have developed a five-step checklist that organisations of any size can follow.

Assist staff understanding and awareness.

Demonstrate and inform management commitment.

Ensure a strong security stance by identifying areas that require attention prior to a security event.

Uncover nonconformities before others discover them.

The objective of the audit is to determine any non-conformities, determine the ISMS’s effectiveness and provide the opportunity to improve. ISO 27001 internal audits provide proactive assurance that the management system and its processes are conforming with the requirements of the standard, communicated throughout the organisation, understood by employees and key stakeholders and executed effectively. The requirements of an internal audit are described in clause 9.2 of ISO 27001. Unlike a certification review, it’s conducted by your own staff, who will use the results to guide the future of your ISMS. This post will explain how to audit ISO 27001.Īn ISO 27001 internal audit involves a thorough examination of your organisation’s ISMS to ensure that it meets the Standard’s requirements.

If your organisation is to remain compliant with ISO 27001, you need to conduct regular internal audits.Īn ISO 27001 internal audit will check that your ISMS (information security management system) still meets the requirements of the standard.ĭeveloping an ISO 27001 internal audit program of audits can be beneficial since they enable continual improvement of your framework.

Audit checklist iso 27001 isms